Capital Markets


Our Capital Markets team provides a complete listing solution for our clients.

Our team has significant experience assisting companies with all aspects of capital raising and has built a reputation on delivering desired outcomes for its clients.

We regularly advise clients on initial public offerings (IPOs), equity and debt capital markets, and initial and ongoing regulatory compliance and re-compliance transactions.

Our team includes previous ASX listing advisors who have a deep understanding of the intricacies involved within the regulatory framework and are able to assist clients navigate through the requirements.

We also advise on backdoor listings and recapitalisations and our highly experienced team is able to provide upfront structuring advice which saves unnecessary time and cost delays.

Our knowledge of and familiarity with capital markets means our recommendations are made in the context of market conditions and client requirements and our advice is made with consideration to the most cost effective and efficient options available.

Whatever stage our clients require capital we ensure we work closely with them and other key advisers in positioning their company for success.


Our key services include:

ASX Listing Solutions

  • IPOs
  • Reverse Takeovers
  • Recapitalisations
  • Due diligence
  • Prospectus and disclosure documents
  • Transaction documents

Capital Raisings

  • Seed raisings
  • Private placements
  • Rights issues and share purchase plans
  • Convertible notes and debentures
  • Cross border raisings

Regulatory Compliance and Re-compliance

  • Due diligence
  • Notices of Meeting
  • Transaction documents
  • Prospectus and disclosure document preparation
  • Compliance with Corporations Act 2001 (Cth), ASX Listing Rules and relevant requirements
  • Initial and ongoing ASX and ASIC compliance
  • Chapter 11 transactions and submissions

 Examples of our recent transactions include advising:


Kopore Metals Limited

Acted for Metallum Limited in its October 2017 capital raising

Calidus Resources Ltd

Acted for Calidus Resources Ltd in connection with its September 2017 placement

 

Cre8tek Limited

Acted for Cre8tek Limited in connection with its September 2017 placement

Botswana Metals Limited

Acted for Botswana Metals Limited in connection with its September 2017 share purchase plan

Thundelarra Limited

Acted for Thundelarra Limited in connection with its August 2017 capital raise via a rights issue

Tyranna Resources Limited

Acted for Tyranna Resources Limited in connection with its August 2017 placement share and purchase plan

MSM Corporation International Limited

Acted for MSM Corporation International Limited in connection with its August 2017 capital raising

Boss Resources Limited

Acted for Boss Resources Limited in connection with its August 2017 placement

Golden Rim Resources

Acted for Golden Rim Resources in connection with its August 2017 capital raising via an entitlement offer

Dotz Nano Limited

Acted for Dotz Nano Limited in connection with its August 2017 placement

Pharmanet Group Ltd

Acted for Calidus Resources Limited (previously Pharmanet Group) In connection with its acquisition of Keras (Gold) Australia and its re-compliance listing

Boss Resources Ltd

Acted for Boss Resources Limited in connection with its capital raising

Matador Mining Ltd

Advised Matador Mining in connection with its initial public offering on ASX

ServTech Global Holdings Ltd

Acted for ServTech Global Holdings Ltd in connection with its initial public offering and listing on ASX

eSense-Lab Ltd

Acted for eSense-Lab Ltd in connection with its initial public offering and listing on the ASX

IMX Resources Ltd

On their demerger and subsequent successful initial public offering of Graphex Limited

Millennium Minerals Ltd

Acted for Millennium Minerals Ltd in connection with its capital raising via a shareholder participation offer and shortfall placement

Talga Resources Ltd

Acted for Talga Resources Ltd in connection with its private placement and rights issue

Argonaut Capital Limited and Bell Potter Securities Ltd

As joint lead managers and underwriters to Austin Engineering Limited's capital raising

Cre8tek Ltd

Acted for Cre8tek Ltd in connection with its back door listing of Flamingo Customer Experience Inc

Minerals Corporation Ltd

In connection with its acquisition and backdoor listing of Megastar Millionaire Pty Ltd

Digimatic Group Ltd

In connection with its initial public offering and listing on the ASX

Brainchip, Inc

In connection with its back door listing into Aziana Limited

Agrimin Ltd

Acted for Agrimin Limited in connection with its placement and entitlement offer

Allegiance Coal Ltd

Acted for Allegiance Coal Limited in connection with its entitlement offer

Cre8tek Ltd

Acted for Cre8tek Limited in connection with its capital raising

Nzuri Copper Ltd

Acted for Nzuri Copper Limited in connection with its private placement and loan conversion